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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date： 2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28 
Categories： Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 18     A securities firm which violates the TWSE Operating Rules, or any related announced regulations in accepting trading orders shall be deemed in violation of the brokerage contract. Upon the principal (or principal's agent)'s report of such violation to the TWSE, the TWSE may investigate and handle such violation.