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Article NO. Content


Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date: 2019.07.11 
Categories: Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 18     A securities firm which violates the TWSE Operating Rules, or any related announced regulations in accepting trading orders shall be deemed in violation of the brokerage contract. Upon the principal (or principal's agent)'s report of such violation to the TWSE, the TWSE may investigate and handle such violation.