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Article NO. Content


Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date: 2019.07.11 
Categories: Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 21     Disputes between the principal and the securities broker arising out of trading orders may be submitted for arbitration in accordance with the Securities and Exchange Act, or application may be made for mediation by the ROC Securities Dealers Association.
     Provisions in connection with arbitration or mediation as referred to in the preceding paragraph shall be expressly stipulated in the brokerage contract.