Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
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Execution of brokerage contracts and handling of trading orders by securities brokers shall be undertaken by registered and qualified responsible persons, managerial officers, and associated persons (those acting as account executives).
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English version of regulations are translated by Baker McKenzie Taipei Office.