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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date： 2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28 
Categories： Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 6     Execution of brokerage contracts and handling of trading orders by securities brokers shall be undertaken by registered and qualified responsible persons, managerial officers, and associated persons (those acting as account executives).