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Article NO. Content
Title：
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
CH
Amended Date：
2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28
Categories：
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
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Chinese
Article 6
Execution of brokerage contracts and handling of trading orders by securities brokers shall be undertaken by registered and qualified responsible persons, managerial officers, and associated persons (those acting as account executives).