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Article NO. Content

Title：

Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date： 2024.09.05 (Articles 41, 80, 83 amended,English version coming soon)
Current English version amended on 2023.12.28 
Categories： Securities Exchange Market > Margin Transaction
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 10     Beneficial certificates not traded in foreign currency that have been listed on the TWSE or TPExfor at least six monthswill be announced by the TWSE or TPExas eligible for margin purchase and short sale if the beneficial ownership of the beneficial certificates are not excessively concentrated or if the circumstance in Article 8, paragraph 1, subparagraph 3, item 1 or 3 is not applicable.Notwithstanding, beneficial certificates of securities investment trust exchange-traded funds ("ETF Beneficial Certificates") and beneficial certificates of futures trust exchange-traded fundswill be announced by the TWSE or TPEx as eligible for margin purchase and short sale from the day their trading commences on the TWSE or TPEx. Offshore ETF Beneficial Certificates will be announced by the TWSE as eligible for margin purchase and short sale from the day their trading commences on the TWSE.

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