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Article NO. Content


Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date: 2021.04.01 
Categories: Securities Exchange Market > Margin Transaction
Article 72     The securities firm shall evaluate whether to increase or decrease a customer's single-day trading limit or Settlement limit based on the profit or loss of the customer's Settlement, after the closing of the market each business day. If the customer is also qualified to engage in day trades of securities, the profits and losses of day trades and Settlement shall be combined, and whether to increase or decrease the single-day trading limit, Settlement limit or day trading limit shall be assessed.