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Article NO. Content


Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds  CH

Amended Date: 2017.11.27 
Categories: Market Supervision > Regulation of Securities Firms
Article 8     Article 28-1 of the Operating Rules of the TWSE does not apply to a securities firm that is concurrently operated by a financial institution and a special-purpose securities firm in which the TWSE makes equity investment that accepts only trading and listing requests from special-purpose securities firms incorporated by a foreign exchange.
    Article 28-1 of the Operating Rules of the TWSE, except Paragraph 3 of said Article, applies mutatis mutandis to a futures commission merchant that concurrently engages in securities business.