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Article NO. Content

Title：

Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts  CH

Amended Date： 2019.05.24 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
3     In establishing a specialized account for the proceeds from the offering and issuance of securities, an issuer shall enter into a "Consignment Contract for Collecting Proceeds" and "Consignment Contract for Depositing Proceeds" after it has obtained the approval of this Commission or the registration becomes effective and before the collection of the proceeds commences. However, if the contracts are entered into with the head office of one and the same financial institution, the said contracts may be combined into one.