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Article NO. Content

Title:

Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts  CH

Amended Date: 2019.05.24 
7     When a securities firm underwrites securities in accordance with Article 29 of the Regulations Governing Securities Firms, these Guidelines shall apply. The proceeds collected in the specialized account shall be deposited into the bank of specialized deposit account within five (5) business days after the deadline for underwriting/payment and used pursuant to the above procedures.