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Article 4
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For sight checks and cash that a securities firm delivers for applying for corrections regarding borrowed securities, a statement shall be prepared, and the check and cash shall be delivered to a safe for custody on the same day after settlement.
The procedure of delivery to and from a safe is governed by the following provisions:
- Before delivery to the safe, the handling personnel shall gather the checks and cash, put them into an envelope, seal the envelope, and stamp the stamp on the mouth of the envelope, or do so with security devices.
- During delivery to the safe, the handling personnel shall record the time and details of the delivery to the safe in the "temporary custody register" of the TWSE, and submit to a person who is at the level of vice section chief or higher or is designated by a supervisor for verification and supervision of delivery to the safe.
- During delivery out of the safe, the handling personnel shall record the time and details of the delivery from the safe in the " temporary custody register" of the TWSE, and submit it to a person who is at the level of vice section chief or higher or is designated by a supervisor for verification and supervision of delivery out of the safe.
The cash delivered for custody in accordance with the preceding paragraph shall be withdrawn the next day and deposited for custody directly into a special bank account designated by the TWSE.
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