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Article NO. Content


Directions for the Full Implementation of the Book-Entry Transfer System in the Centralized Securities Exchange Market  CH

Amended Date: 2015.06.04 
Categories: Securities Exchange Market > Clearing and Settlement
4     Where the principal engages the securities broker to sell securities and the securities delivered by the principal for settlement are registered stocks that have never been transferred or are registered stocks which have been transferred and for which transfer registration procedures have been carried out with the issuing company, and where the conditions set forth in Article 82-1, Paragraph 2 of the Operating Rules of the Taiwan Stock Exchange Corporation ("TWSE") are met, if the principal is not the owner of the stocks, the securities firm shall deliver said securities to the principal's central securities depository account for book-entry settlement in accordance with the TWSE Guidelines for the Reporting of Sales by Engaged Securities Firms of Stocks Not Owned by the Principal.