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Article NO. Content


Directions for the Full Implementation of the Book-Entry Transfer System in the Centralized Securities Exchange Market  CH

Amended Date: 2015.06.04 
Categories: Securities Exchange Market > Clearing and Settlement
7     Where the securities firm accepts an engagement to trade in securities where the trading method is changed and funds and securities shall be collected in advance in accordance with applicable laws and regulations, the funds and securities collected in advance shall be transferred via the book-entry system, and said securities shall be earmarked, through the settlement account and the central securities depository account.