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Article NO. Content


Directions for Settlement by the Offsetting of Margin Purchases and Short Sales in Margin Trading  CH

Repeal Date: 2016.12.30 
Categories: Securities Exchange Market > Margin Transaction
4     The securities firm shall evaluate whether to increase or decrease a principal's single-day trading limit or Settlement limit based on the profit or loss of the principal's Settlement, after the closing of the market each business day. If the principal is also qualified to engage in day trades of securities, the profits and losses of day trades and Settlement shall be combined, and whether to increase or decrease the single-day trading limit, Settlement limit or day trading limit shall be assessed.