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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing Early Warnings for Overall Operational Risk of Securities Firms  CH

Amended Date： 2020.11.16 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 1     These Rules are established to early detect the operational risks of securities firms and timely issue warnings to strengthen inspection and guidance for purposes of maintaining the security of the securities exchange market.