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Article NO. Content

Title:

Establishing Information Security Inspection Mechanisms for Securities Firms  CH

Amended Date: 2024.11.12 (Articles 2, 9 amended,English version coming soon)
Current English version amended on 2023.08.23 
Categories: Market Supervision > Regulation of Securities Firms
14     Co-location service management (CC-23000), applicable to securities firm using the co-location service (monthly or semi-annual audit)
  1. For equipment and other assets entering and exiting the host co-located server room, the company shall make an application in the Host Co-Location User Service System, cooperate in inventory checks, and retain relevant records (semi-annual audit).
  2. The company shall cooperate by conducting regular inventories of the host and web equipment in the cabinets in the host co-located server room (semi-annual audit).
  3. The company’s software and hardware equipment placed in the host co-located server room shall have complete information security protection measures in place in accordance with the Establishing Information Security Check Mechanism for Securities Firms (monthly or semi-annual audit).