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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing the Targeted Examination and Handling of Defaults on Settlement Obligations by Securities Firms  CH

Amended Date： 2002.07.05 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 7     If it is found that the securities firm has violated securities laws and regulations or the rules of the TWSE after the targeted examination, the TWSE shall impose penalties pursuant to the TWSE Rules in addition to reporting such violation to the competent authority in writing.