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Article NO. Content


Taiwan Stock Exchange Corporation Procedures for Handling Emergencies at Branch Units of Foreign Securities Firms  CH

Amended Date: 2015.01.22 
Categories: Market Supervision > Regulation of Securities Firms
2     For purposes of these Procedures, a branch unit of a foreign securities firm shall mean a branch which is established within the territory of the R.O.C. by a foreign company or organization pursuant to Chapter 4, Section 2 of the Standards Governing the Establishment of Securities Firms and has signed a contract for the supply and use of the centralized securities exchange market with the Taiwan Stock Exchange Corporation ("TWSE") for carrying out securities business.
    For purposes of these Procedures, the handling of emergencies shall mean measures taken by the TWSE in response to a financial crisis or economic crisis that hits the head office of a foreign securities firm.