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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Stabilization of Trades of Listed Securities  CH

Amended Date: 2004.08.03 
Categories: Market Supervision > Regulation of Securities Firms
Article 7     The bookrunner shall complete and submit for and on behalf of itself and the joint bookrunner the application form (in the form consistent with Schedule 1) to the TWSE with copy to the Financial Supervisory Commission, Executive Yuan (the "Competent Authority") the day prior to the period when stabilization is permitted as prescribed in the preceding article:
    The application form in the preceding paragraph shall include the following information:
  1. The bookrunner engaging in the stabilization and its place of business;
  2. Names and types of securities subject to stabilization;
  3. Place of the stabilization;
  4. Timing, scheduled period and start date of the stabilization;
  5. Total funds projected for the stabilization;
  6. Details of trading at the centralized securities exchange market by the bookrunner and joint bookrunner during the 10 days prior to commencement of the period when stabilization is permitted; and
  7. Other matters required by the Competent Authority.