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Article NO. Content

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2025.07.18 (Articles 3, 9, 10, 16, 50, 64, 66 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 29 When a securities firm underwrites securities, it shall mandate a bank to establish a separate account to collect prices on its behalf unless the securities are delivered on the spot.<br/>The prices collected under the preceding paragraph shall not be used unless and until a certificate evidencing payment or the securities sold are delivered to the subscriber.