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Article NO. Content

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2025.07.18 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 40 A securities firm accepting brokerage orders to trade securities shall not keep securities deposited by customers under its own custody. It shall handle the securities pursuant to the regulations of the centralized securities depository.