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Article NO. Content

Title:

Regulations Governing Securities Firms  CH

Amended Date: 2025.07.18 
Article 53-1 Unless otherwise provided by the FSC, a securities firm that has made an equity investment in an overseas enterprise(s) as approved by the FSC shall do the following:<br/>1. Submit to the FSC, within 15 days after the end of each quarter, a business report on the invested overseas subsidiary(ies). Such business report shall include business operations status, revenues and expenditures, and benefits assessment.<br/>2. Submit a report on the operational status of the invested overseas enterprise(s) along with the monthly accounting summary.<br/>3. Report basic company information on the invested overseas enterprise(s) through the information reporting system designated by the FSC.<br/>4. Submit other information or documentation as required by the FSC.