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Article NO. Content

Title:

Regulations Governing Securities Firms  CH

Amended Date: 2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01 
Article 7     A securities firm which engages in more than two types of securities businesses shall independently operate the business based on the types thereof.
     Different departments may be established for the operation of each type of business under the preceding paragraph based on the nature of the business.