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Article NO. Content
Title：
Regulations Governing Securities Firms
CH
Amended Date：
2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01
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Article 8
In operating securities business, a securities firm shall have its duly registered qualified associated persons business in accordance with the Regulations Governing the Responsible Persons and Associated Persons of Securities Firms.