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Article NO. Content

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2025.07.18 (Articles 3, 9, 10, 16, 50, 64, 66 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 8 In operating securities business, a securities firm shall have its duly registered qualified associated persons business in accordance with the Regulations Governing the Responsible Persons and Associated Persons of Securities Firms.