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Article NO. Content

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2025.07.18 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 8 In operating securities business, a securities firm shall have its business conducted by duly registered qualified associated persons in accordance with the Regulations Governing the Responsible Persons and Associated Persons of Securities Firms.