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Article NO. Content


Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date: 2002.07.05 
Categories: Market Supervision > Regulation of Securities Firms
Article 10     Auditors shall maintain a fair and impartial stance and a strict and rigorous attitude when conducting audits, and shall observe the provisions of the TSEC's Securities Firm Finance and Operations Examination Manual and relevant regulations.