• Font Size：
  • S
  • M
  • L

Article NO. Content

Title：

Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date： 2002.07.05 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 3     The TSEC will use formal document reviews and on-site audits in its audits of securities firms, which will in principle be test audits. No unit may evade or refuse such an audit.