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Article NO. Content


Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date: 2002.07.05 
Categories: Market Supervision > Regulation of Securities Firms
Article 5     When conducting audits, auditors shall produce an audit report for each audit performed, which shall include the following items:
  1. The audit items.
  2. The circumstances of the audit.
  3. The audit findings.
  4. Recommendations or areas requiring improvement.