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Article 10
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Reports shall be filed with the FSC should a CSDE encounter any of the following situations:
- Opening and closure of accounts by participants with the CSDE.
- Any resolution adopted at a directors or shareholders meeting.
- Any change with regard to directors, supervisors, or managerial officers.
- Any change in ownership of shares.
- Any other matter of which the filing is required by the FSC.
For the situations under subparagraphs 1 and 2 of the preceding paragraph, the CSDE shall file the report with the FSC within 5 days from occurrence of the fact; for situations under subparagraphs 3 and 4, the CSDE shall compile them in status reports to be filed with the FSC on a monthly basis.
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