• Font Size:
  • S
  • M
  • L

Article NO. Content

Title:

Regulations Governing Centralized Securities Depository Enterprises  CH

Amended Date: 2020.01.15 
Article 10     Reports shall be filed with the FSC should a CSDE encounter any of the following situations:
  1. Opening and closure of accounts by participants with the CSDE.
  2. Any resolution adopted at a directors or shareholders meeting.
  3. Any change with regard to directors, supervisors, or managerial officers.
  4. Any change in ownership of shares.
  5. Any other matter of which the filing is required by the FSC.
    For the situations under subparagraphs 1 and 2 of the preceding paragraph, the CSDE shall file the report with the FSC within 5 days from occurrence of the fact; for situations under subparagraphs 3 and 4, the CSDE shall compile them in status reports to be filed with the FSC on a monthly basis.