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Article 28
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No director, supervisor, or employee of a CSDE shall engage in any of the following acts:
- To trade securities directly or indirectly on information which the person learned from performing duties.
- To disclose any confidential information which the person learned from performing duties.
- To engage in any act which may be false, fraudulent, involving withholding of information or omission, or misleading to others while handling the book-entry, custody or registration of securities.
- Any other acts in violation of laws and regulations.
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