• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Regulations Governing Book-Entry Operations for Centrally Deposited Securities  CH

Amended Date: 2021.03.29 
Article 10     Upon accepting a customer's account application and having the customer's securities deposited with a CSDE in the participant's name, the participant shall set up customer’s account books recording the following information:
  1. the customer's name, identification card number, government uniform invoice number, tax ID number, and residence or domicile;
  2. types and quantities of securities, and name of the issuers;
  3. any increase and decrease in the quantity of securities and reasons for such changes;
  4. where the securities serve as trust assets, any necessary recordation with respect thereto; and
  5. other necessary items.