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Article NO. Content

Title:

Regulations Governing Book-Entry Operations for Centrally Deposited Securities  CH

Amended Date: 2021.03.29 
Article 6     The CSDE shall set up participant's account books.
    The account books as referred to in the preceding paragraph shall record, in addition to the participant's name, office address, and government uniform invoice number or tax ID number, all of the following information regarding securities deposited by the participant:
  1. The respective portions owned by participants, customers, as well as the respective portions pending settlement, under pledge, and registered.
  2. Types and quantities of securities, and the name of the issuing company.
  3. Any increase or decrease in the quantity of deposited securities, and reasons for such changes.
  4. Where the securities serve as trust assets, any necessary recordation with respect thereto.
  5. Other necessary items.
    The portion of securities pending settlement referred to in Item 1 of the preceding paragraph shall refer to those deposited securities to be delivered to other participants and/or customers in performing settlement.