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Article 10
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A foreign issuer applying for TPEx primary listing of its stocks shall comply with the following rules:
- The phrase "During the fiscal year of its TPEx listing and the 3 succeeding fiscal years, this company shall continue to engage its lead recommending securities firm to assist it in compliance with ROC securities laws and regulations, TPEx rules, required public announcements, and the Contract for TPEx Primary Listing of Stock of a Foreign Issuer" shall be printed prominently on the front cover of the prospectus.
- The fees related to application for TPEx listing of its stocks shall be printed prominently on the front cover of the prospectus, including the following items:
- Underwriting fees, specifying the guidance fees, firm-commitment underwriting fees, or best-efforts underwriting fees.
- TPEx listing application review fees.
- Other fees, including CPA fees, attorney fees, and printing fees, which do not need to be listed item by item.
- The financial reports for the most recent 2 fiscal years and the most recent fiscal period, audited and attested or reviewed by CPAs.
- The description of the issuer's industry, business operations, and other important risks, and the page number and indexes of detailed risk statements shall be printed prominently on the first page after the inside front cover of the prospectus, and shall be written in a language that is clear and easy to understand.
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