|
Article 11
|
If an issuer applies for TPEx trading of its stock and engages its recommending securities firm to conduct public sale of new shares issued through cash capital increase prior to initial TPEx listing, it shall furthermore comply with the following rules:
- The phrase "This prospectus applies to a company making an initial application for TPEx trading of its stock and planning to engage its recommending securities firm to conduct public sale of new shares issued through cash capital increase prior to initial TPEx listing" shall be prominently on the front cover of the prospectus (supplementing the provisions under Article 3 of the Prospectus Regulations).
- The summary section in the prospectus (supplementing the provisions under Article 7 of the Prospectus Regulations, and amending Table 1) shall additionally specify the number of shares intended to be issued for a capital increase, and the purpose for which the capital increase will be used, and shall comply with Article 24, subparagraphs 1, 8, 10 of the Prospectus Regulations, which shall apply mutatis mutandis, in order to reinforce the disclosure of the current plan for cash capital increase.
|