Article 12
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If an issuer is applying for TPEx trading of its stock, and previously issued shares of the company are to be made available as overallotment shares for exercise by the recommending securities firm, the issuer shall furthermore comply with the following rules:
- The phrase "This prospectus applies to an initial application for TPEx trading of stock. There are no price fluctuation limits on the first 5 trading days after listing, so investors should pay attention to trading risks." shall be printed prominently on the front cover of the prospectus (supplementing the provisions under Article 3 of the Prospectus Regulations).
- The summary section in the prospectus (supplementing the provisions under Article 7 of the Prospectus Regulations, and amending Table 1) shall additionally specify the information on the exercise of overallotment and price stabilization by the recommending securities firm.
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