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Article NO. Content

Title：

Directions for the Internal Control of Securities Borrowing and Lending Transactions by Securities Firms  CH

Amended Date： 2006.03.21 
Categories： Securities Exchange Market > Borrowing of Securities
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
4     A securities firm engaging in securities borrowing and lending shall establish internal control procedures and internal rules for securities borrowing and lending and relevant restrictions and limitations, and keep records of such transactions separate from other transactions.