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Article NO. Content

Title：

Directions for the Internal Control of Securities Borrowing and Lending Transactions by Securities Firms  CH

Amended Date： 2006.03.21 
Categories： Securities Exchange Market > Borrowing of Securities
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
6     A securities firm shall have in place appropriate regulations on the authorization, approval, limits and stop-loss restrictions in regard to securities borrowing and lending traders.