• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Regulations Governing Offshore Funds  CH

Amended Date: 2023.12.14 
Article 16     To handle the offering and sale of offshore funds, the master agent shall have sufficient and qualified associated persons and internal auditors.
    Associated persons handling the offering and sale of offshore funds and internal auditors shall meet the qualifications set out in the Rules Governing Responsible Persons and Associated Persons of Securities Investment Trust and Consulting Enterprises.
    The registered internal auditor of the master agent may concurrently serve as an internal auditor referred to in the preceding paragraph.
    The number of personnel engaging in the business referred to in paragraph 1 may not be less than three.