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Article NO. Content

Title:

Regulations Governing Offshore Funds  CH

Amended Date: 2023.12.14 
Article 4     Investment consulting services relating to offshore funds shall be conducted by securities investment consulting enterprises ("SICE") with approval to engage in such business.
    A SICE that is not also acting as a sub-distributor shall have information equipment to obtain real-time investment research information relating to offshore funds, or sign an information sharing contract with the master agent for purposes of engaging in the business of providing investment consulting services for offshore funds.
    The required content of an information sharing contract referred to in the preceding paragraph, and any subsequent amendments thereto, shall be drafted by the securities Investment Trust and Consulting Association (SITCA) and ratified by the FSC.
    Offshore funds referred to in paragraph l shall be limited to offshore funds that have been approved by, or effectively registered with, the FSC for offering and sale.