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Article NO. Content

Title:

Directions for Public Companies Conducting Private Placements of Securities  CH

Amended Date: 2014.12.30 
7     For securities privately placed by an TWSE listed or GTSM listed company, and for any securities thereof that are distributed, converted, or subscribed subsequent to the private placement, the company shall, for 3 full years following the delivery date of the private placement securities, obtain a letter issued by the TWSE or GTSM acknowledging that the securities meet the standards for TWSE listing or GTSM listing before it may file with the FSC for retroactive handling of public issuance procedures.
    For securities privately placed by a TWSE listed, GTSM listed, or emerging stock company, and for any securities thereof that are distributed, converted, or subscribed subsequent to the private placement, the company shall deliver the securities by book-entry transfer instead of printing physical certificates of the securities, and the company is exempted from the requirement of certification under in scripless form, and the securities need not be certified pursuant to the Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies.