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Article NO. Content

Title：

Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date： 2015.03.31 
Categories： Securities Exchange Market > Borrowing of Money
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 16     A securities firm that performs the Services shall keep accurate records and certification of receipts and payments, and make a report of the following for each day:
  1. Daily business report and balance report.
  2. A detailed report of all receipts and payment and utilization.