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Article NO. Content


Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 2     Where a securities firm operates agency services engaged by customers to invest their securities trading balances (the "Services"), it shall follow securities and exchange laws and regulations, these Directions, and relevant rules, regulations, public notices and letters of the Taiwan Stock Exchange Corporation (hereinafter referred to as "TWSE") and GreTai Securities Market (hereinafter referred to as "GTSM").