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Article NO. Content

Title:

Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 5     Associated persons operating the Services shall hold the qualifications under the "Regulations Governing Responsible Persons and Associated Persons of Securities Firms" established and promulgated by the competent authority.