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Article NO. Content


Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges  CH

Announced Date: 2006.06.08 
Article 8     After receiving approval as a professional development institution for principal accounting officers, the institution shall retain for reference appropriate written records on all coursework matters, including course offering dates, course names, course hours, lists of participants completing the courses, and other relevant information (in the format shown in Appendix 2).
    The period for which records are retained pursuant to the preceding paragraph shall be no less than three years.