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Article NO. Content

Title：

Regulations Governing Securities and Futures Holding Companies  CH

Announced Date： 2006.06.27 
Article Content Content Search Article No. Search Legal Basis Legislative History Chinese
Article 19     No director, supervisor, or managerial officer of a securities and futures holding company may fall into any category specified in a subparagraph of Article 53 of the Securities and Exchange Act or Article 28, paragraph 1 of the Futures Trading Act; no employee of the securities and futures holding company may fall into any category specified in a subparagraph of Article 54 of the Securities and Exchange Act or Article 28, paragraph 1 of the Futures Trading Act.