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Article 22
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No director, supervisor, member of any committee or person of commensurate rank, managerial officer, or employee of a securities and futures holding company may do any of the following acts:
- Directly or indirectly engage in trading of securities, futures, or financial products using knowledge gained in the performance of duties.
- Divulge any secret learned in the performance of duties, other than in the course of an inquiry conducted pursuant to relevant laws or regulations.
- Engage in borrowing or lending of funds or securities with anyone involved in the business of the securities and futures holding company.
- Solicit, agree to accept, or accept any improper benefit for an action performed in the course of duties or in breach of duties.
- Fail to recuse oneself when performance of duties involves any interest of one's own.
- Violate any law or regulation or the Competent Authority's requirements by commission or omission.
The provisions of the preceding paragraph apply mutatis mutandis to the exercise of duties by the representative or designated representative of a director or supervisor that is a juristic person.
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