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Article 4
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A securities and futures holding company shall ensure that its subsidiary companies are soundly managed and shall enhance the efficiency of the securities and futures markets. The scope of its operations are as follows:
- Investment in the following enterprises:
- A securities exchange.
- A futures exchange.
- An OTC trading enterprise.
- A central securities depository.
- A clearing enterprise.
- Any other enterprise approved by the Competent Authority.
- Management of invested enterprises named in the preceding paragraph.
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