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Article NO. Content

Title：

Regulations Governing Over-the-Counter Trading Enterprises  CH

Announced Date： 2006.06.27 
Article Content Chapter Content Search Article No. Search Legal Basis Legislative History Chinese
Article 21     An OTC trading enterprise may not do any of the following acts without the approval of the Competent Authority:
  1. Participate in a merger.
  2. Transfer all, or a principal portion, of its business.
  3. Provide guarantees, endorse negotiable instruments, or provide assets for use as collateral by others.
  4. Any other act specified by the Competent Authority.