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Article NO. Content


Regulations Governing Over-the-Counter Trading Enterprises  CH

Announced Date: 2006.06.27 
Article 21     An OTC trading enterprise may not do any of the following acts without the approval of the Competent Authority:
  1. Participate in a merger.
  2. Transfer all, or a principal portion, of its business.
  3. Provide guarantees, endorse negotiable instruments, or provide assets for use as collateral by others.
  4. Any other act specified by the Competent Authority.