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Article 6
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An OTC trading enterprise shall apply to the Competent Authority by submitting an application and the following documents:
- Articles of incorporation.
- Business plan.
- A register of the promoters, specifying their personal or organizational names, addresses, and capital contributions.
- Promoters meeting minutes.
- Other documents as required by the Competent Authority.
The business plan of subparagraph 2 of the preceding paragraph shall include the items listed below:
- Matters regarding the regulation of OTC trading of securities and other financial products.
- Matters regarding the enterprise's internal organization and internal accounting controls.
- Matters regarding the computer planning for OTC trading.
- Other matters regarding business operations.
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