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Article NO. Content

Title:

Regulations Governing Securities Borrowing and Lending by Securities Firms  CH

Amended Date: 2015.11.02 
Article 12     A securities firm conducting securities borrowing and lending business may not lend, borrow, or accept as collateral, subject securities that are:
  1. Securities that are subject to a pledge; or
  2. Shares, or any other equity-type securities, of the securities firm itself that it acquires through share buybacks, gifts from others, mergers, transfer of business from others, or otherwise.