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Article NO. Content

Title:

Regulations Governing Securities Borrowing and Lending by Securities Firms  CH

Amended Date: 2015.11.02 
Article 9     A securities firm may lend securities to the following persons only:
  1. A person who has a brokerage contract with the securities firm that has been in effect for a period of more than 3 months.
  2. Another securities firm or securities finance enterprise conducting securities borrowing and lending business or securities margin purchase and short sale business.
  3. Such other persons as may be approved by the competent authority.