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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Review and Assessment Standards for Internal Control and Internal Audits of Applications by Securities Firms for Conducting Specific Business Operations  CH

Amended Date: 2007.01.18 
Categories: Market Supervision > Regulation of Securities Firms
Article 1     These Standards were established for governing the review and assessment of internal control and internal auditing procedures of applications by securities firms to conduct specific business operations.