|
Article 11
|
Customers are required to submit "Borrowing" and "Returning" applications for the book-entry central government bonds they borrow from or return to the securities firm. Once a lending transaction has been completed, the securities firm shall prepare a "Borrowing Statement" that details the name of the borrower, the account number, deal date, deal reference number, application serial number, transaction type, name of government bond, the quantity borrowed, the agreed rate, lending fees, the type and quantity of collaterals etc.
Articles 62 and 62-2 of Taipei Exchange Rules Governing Securities Trading on the TPEx are applicable with regards to the above.
|